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Policies
Sr.No Date Caption File
1 06-Nov-24 PMLA policy
2 07-Oct-24 Voluntary Freeze
3 21-Jun-24 Cyber Security and Cyber Resilience Policy
4 20-Jun-24 Internal Shortage Policy
5 20-Jun-24 User Management Policy
6 24-jul-23 Password Policy
7 25-May-22 Conflicts of interest policy
8 25-May-22 Dealing in stock market
9 25-May-22 Error code policy
10 21-Sep-22 Inactive & dormant account
11 25-May-22 Internal control policy & procedures
12 25-May-22 Kra policy
13 25-May-22 Limits setting policy
14 25-May-22 Margin collection & reporting & actual settlement policy
15 25-May-22 Policy for pre funded instruments
16 25-May-22 NISM Series - VII
17 25-May-22 Policy for unauthentic news circulation
18 25-May-22 Policies & procedures
19 25-May-22 Policies procedures surveillance policy
20 25-May-22 Policy on beneficial ownership
21 25-May-22 Policy on surveillance of transaction alerts
22 25-May-22 Risk managemnt system policy
23 25-May-22 Surveillance Policy
24 25-May-22 System and Procedure
25 25-May-22 Alert policy
26 30-May-22 Rights & Obligations
 

Attention Investors : Prevent Unauthorised transactions in your account. Update your mobile numbers/email IDs with your stock brokers / DP and Exchanges / Depository. Receive information of your transactions directly from Exchanges / Depository on your mobile/email at the end of the day .......... Issued in the interest of investors

KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

“No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application from to authorize your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.’